Brad Hart works with private and public companies in the financial services, healthcare and technology industries on a broad range of transactional, corporate governance and securities law matters, including mergers and acquisitions, securities offerings and day-to-day SEC reporting and disclosure compliance.
Brad focuses his practice on:
- Mergers & Acquisitions – Representing public and private companies and private equity clients on a wide variety of transactions.
- Securities Offerings – Assisting clients in connection with public offerings of debt and equity securities, Rule 144A offerings and private placements.
- Corporate Governance – Advising public company clients on securities law reporting and disclosure, including the preparation of Form 10-Ks, 10-Qs, 8-Ks, proxy statements and earnings releases, regulatory and stock exchange compliance and best practices, and shareholder activism matters.
- Registered Investments Advisors (RIAs) and Financial Firms – Significant experience representing RIAs, investment managers, wealth advisors, and financial planning firms in buy-side transactions.
- Venture Investments – Assisting venture capital funds and other companies in securing and successfully completing early and growth stage investments.
Brad has advised on many multi-billion dollar merger & acquisition transactions and public and private securities offerings worth over $3.5 billion, and has been an integral part of multiple transactions that were recognized by M&A Advisor as “Deals of the Year” in various categories. In addition, Brad serves in leadership positions within the firm, including as the firm’s Corporate & Securities Practice Group staffing partner, on the Working Parent Initiative Committee, and served on the committee that oversaw the firm’s move to Nashville Yards.
