Gladstone Capital Corporation 2014 Preferred Stock Offering

Client Type: Public Company

We represented Gladstone Capital Corporation in its public offering of 2,200,000 shares of 6.75% Series 2021 Term Preferred Stock. Janney Montgomery Scott LLC and Sterne, Agee & Leach, Inc. are serving as joint book-running managers. J.J.B. Hilliard, W.L. Lyons, LLC, Wunderlich Securities, Inc., Boenning & Scattergood, Inc., Ladenburg Thalmann & Co. Inc. and Maxim Group LLC are serving as co-managers for the offering.

Gladstone Capital Corporation (NASDAQ:GLAD) is a publicly traded business development company that invests in debt and equity securities, consisting primarily of senior term loans, second term lien loans, and senior subordinated term loans in small and medium sized businesses in the United States.

We represented Gladstone Capital Corporation in its public offering of 2,200,000 shares of 6.75% Series 2021 Term Preferred Stock. Janney Montgomery Scott LLC and Sterne, Agee & Leach, Inc. are serving as joint book-running managers. J.J.B. Hilliard, W.L. Lyons, LLC, Wunderlich Securities, Inc., Boenning & Scattergood, Inc., Ladenburg Thalmann & Co. Inc. and Maxim Group LLC are serving as co-managers for the offering.

Gladstone Capital Corporation (NASDAQ:GLAD) is a publicly traded business development company that invests in debt and equity securities, consisting primarily of senior term loans, second term lien loans, and senior subordinated term loans in small and medium sized businesses in the United States.