We successfully represented a company in a confidential Securities & Exchange Commission (SEC) investigation arising from a former employee’s complaint about allegedly improper accounting practices. After responding to document and information requests and participating with company officers in an in-person presentation to the SEC, we quickly secured a decision by the SEC to terminate the investigation and recommend no enforcement action.
Successful Defense of SEC Investigation into Alleged Improper Accounting Practices
Client Type: Private Company
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Represented a Liquidating Trustee in connection with the pursuit of potential director and officer claims arising out of the Chapter 11 bankruptcy of a $700 million hospitality company, resulting in a large confidential settlement for the Trust
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Represented a group of investors and former employees with claims against a global financial services company relating to a stock repurchase, resulting in a settlement valued at approximately $3 million
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Successfully represented a private equity backed portfolio provider and its management company in a voluntary disclosure to HHS-OIG involving improper billing