Concentration Claims Dismissed

We successfully represented Whitney Securities in a FINRA arbitration brought by a claimant who had suffered losses in the “tech wreck” and who alleged that her accounts had been overly concentrated in technology-focused mutual funds. Bernice Chapman v. Whitney Securities, Inc., NASD No. 04-06078)

Whitney Securities (now d/b/a Whitney Investment Services) is a wholly owned subsidiary of Whitney Bank.

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