We successfully represented Whitney Securities in a FINRA arbitration brought by a claimant who had suffered losses in the “tech wreck” and who alleged that her accounts had been overly concentrated in technology-focused mutual funds. Bernice Chapman v. Whitney Securities, Inc., NASD No. 04-06078)
Whitney Securities (now d/b/a Whitney Investment Services) is a wholly owned subsidiary of Whitney Bank.
We successfully represented Whitney Securities in a FINRA arbitration brought by a claimant who had suffered losses in the “tech wreck” and who alleged that her accounts had been overly concentrated in technology-focused mutual funds. Bernice Chapman v. Whitney Securities, Inc., NASD No. 04-06078)
Whitney Securities (now d/b/a Whitney Investment Services) is a wholly owned subsidiary of Whitney Bank.