Join Bass, Berry & Sims members Scott Bell, Margaret Dodson, and Britt Latham for a webinar discussing recent developments, trends and enforcement activity related to the Securities and Exchange Commission (SEC).
The SEC is undergoing significant changes under the current administration, reshaping its enforcement priorities and regulatory approach. This webinar will explore what these shifts mean for businesses, investors, and compliance professionals. Topics include:
- Enforcement Trends: From individual accountability to changes in investigation authority and leadership direction.
- Regulatory Rollbacks: Key reversals of Biden-era rules, shareholder proposal exclusions, and evolving guidance on Section 13 filings.
- Emerging Focus Areas: AI-related fraud, ESG and climate disclosure challenges, and the SEC’s stance on executive compensation.
- Market Impact: Implications for M&A, private equity, and tariff-related disclosures.
Our panel of experienced practitioners will provide practical insights into navigating this new regulatory landscape, anticipating enforcement risks, and preparing for future compliance challenges. Register Now.
Who Should Attend?
- In-house legal counsel.
- Compliance officers.
- C-level executives, consultants and principals.
Accreditation
Tennessee CLE
This program is approved for .5 hours of General Tennessee CLE credit. Please provide your BPR number upon registration in order for Bass, Berry & Sims to report your participation to the Tennessee CLE Commission following the webinar.
Other State CLE
Bass, Berry & Sims does not seek direct accreditation from states outside of Tennessee, but some states allow attorneys to earn credit through reciprocity or self-submission. Certificates of completion and other common supporting documents will be provided for use in jurisdictions outside of Tennessee.
Questions?
Submit questions for presenters upon registration or email them to Myers Mercier.