Shepherd D. Tate


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Shep Tate focuses his practice on securities litigation, arbitration, compliance and regulatory matters. His practice includes:

  • Securities & Shareholder Litigation – Shep represents public and private companies in the financial services industry in matters relating to governance, finance and sales practices.
  • Financial Products & Broker-Dealer – Shep has represented broker-dealers, financial institutions, investment advisers, commodities firms and registered representatives in a wide variety of disputes throughout the country, ranging from trading desk disputes, raiding and employee transition cases, breach of contract actions, sales practice cases, product failure disputes, mark-up issues, and allegations of fraud and breach of fiduciary duty. He also represents firms and associated persons in regulatory proceedings involving FINRA and state and federal securities regulators.
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Memphis Bar Association

Tennessee Bar Association

American Bar Association