We handled more than 40 FINRA arbitrations arising out of the collapse of the mortgage-backed securities market during the 2008 recession. These actions were typically brought by customers alleging, among other claims, that broker negligence or misrepresentation, and inadequate broker supervision, caused them to incur substantial investment losses.
Defense of Mortgage-backed Securities Fraud Actions
You Also May Be Interested In:
Represented Columbia bank in its definitive agreement to sell to Commerce Union
Engaged in 2010 to serve as independent disclosure counsel to the Audit Committee of the Board of Directors of Bank of America pursuant to a settlement order entered into by Bank of America and the SEC
Represented Pinnacle Financial Partners, Inc. (NASDAQ: PNFP) in its merger with BNC Bancorp (NASDAQ: BNCN)