Bass, Berry & Sims attorney Shep Tate will speak at the Compliance and Legal Society Annual Seminar hosted by the Securities Industry and Financial Markets Association (SIFMA). Shep will participate in a panel discussion titled “Arbitration: Discovery, Expungement, Mediation, and ADR,” which will cover the following topics:
- Practice Under the New FINRA Discovery Rules
- Electronic Discovery
- Expungement and Issues Related to Individual Respondents
- Reasonable Basis Suitability
- Mediation and ADR Strategies
This conference will be held March 30 – April 2 at the Grande Lakes Orlando in Orlando, Florida.