Arbitration: Discovery, Expungement, Mediation, and ADR

March 30 - April 2, 2014
SIFMA Compliance and Legal Society Annual Seminar
Orlando, Florida

Bass, Berry & Sims attorney Shep Tate will speak at the Compliance and Legal Society Annual Seminar hosted by the Securities Industry and Financial Markets Association (SIFMA). Shep will participate in a panel discussion titled “Arbitration: Discovery, Expungement, Mediation, and ADR,” which will cover the following topics:

  • Practice Under the New FINRA Discovery Rules
  • Electronic Discovery
  • Expungement and Issues Related to Individual Respondents
  • Reasonable Basis Suitability
  • Mediation and ADR Strategies

This conference will be held March 30 – April 2 at the Grande Lakes Orlando in Orlando, Florida.