Bass, Berry & Sims attorney Shep Tate will speak on a panel at the Securities Industry and Financial Markets Association (SIFMA) Compliance and Legal Society Annual Seminar. This three-day seminar will feature presentations by securities regulators and industry professionals on the latest industry developments and best practices. Shep will speak on the topic of, “Avoiding Pitfalls in the Recruitment Process”.
Other seminar topics will include:
- Litigating with Current Employees – Risks, Strategies and Best Practices
- Meeting the Challenges of Privacy and GDPR Compliance
- Managing an Information Security Breach
- Diversity and Inclusion
- Arbitrating in the FINRA Forum
The seminar will be held from Sunday, March 24 to Wednesday, March 27 at the JW Marriott Phoenix Desert Ridge in Phoenix, Arizona. For more information and registration, visit the SIFMA website.