Bass, Berry & Sims attorney Shep Tate spoke at the 2016 Compliance & Legal Society Annual Seminar hosted by the Securities Industry and Financial Markets Association (SIFMA). The Annual Seminar addresses topics of interest to the securities industry and is attended by more then 2,000 compliance and legal professionals. Shep’s session was titled “Arbitration: Issues and Strategies” and addressed a variety of topics, including:
- Fiduciary Duty Issues
- Conflicts in Joint Representation
- Motions to Vacate Arbitration Awards
- Arguing Damages
- Motions to Recuse Arbitrators
The 2016 SIFMA Compliance & Legal Society Annual Seminar was held March 13-16, 2016 at the Hilton Orlando Bonnet Creek in Orlando, Florida.