Bass, Berry & Sims | Practices | Securities Offerings

Practices Matters Clients Attorneys Newsletters	Securities Offerings Our Securities Offerings Practice is distinguished by our emphasis on being at the cutting edge of the new regulatory requirements and policy developments. Our attorneys have long-standing relationships with the leadership at the NYSE, NASDAQ, and SEC, including key members of the SEC’s Division of Corporation Finance. We also participate in special policy making task forces and advisory groups as SEC rulemaking and policy choices occur. Through this investment, our attorneys assist our public companies in anticipating and planning for the significant regulatory change being imposed by the SEC on public companies. We regularly counsel companies on their Securities Exchange Act reporting obligations, including Forms 10-K, 10-Q and 8-K and assist in the preparation of their proxy statements, including submission of shareholder proposals to the SEC staff. In this connection, we have substantial experience in advising on disclosure controls and procedures, internal accounting controls and procedures, SEC accounting interpretations, Regulation FD compliance issues, and the SEC mandated CEO and CFO certifications. < back

Securities Offerings

Our Securities Offerings Practice is distinguished by our emphasis on being at the cutting edge of the new regulatory requirements and policy developments. Our attorneys have long-standing relationships with the leadership at the NYSE, NASDAQ, and SEC, including key members of the SEC’s Division of Corporation Finance. We also participate in special policy making task forces and advisory groups as SEC rulemaking and policy choices occur. Through this investment, our attorneys assist our public companies in anticipating and planning for the significant regulatory change being imposed by the SEC on public companies. We regularly counsel companies on their Securities Exchange Act reporting obligations, including Forms 10-K, 10-Q and 8-K and assist in the preparation of their proxy statements, including submission of shareholder proposals to the SEC staff. In this connection, we have substantial experience in advising on disclosure controls and procedures, internal accounting controls and procedures, SEC accounting interpretations, Regulation FD compliance issues, and the SEC mandated CEO and CFO certifications.

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