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How does Jordana Nelson's prior experience as a general counsel inform her work with firm clients? Read more>

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The M&A Advisor Winner 2017The M&A Advisor announced the winners of the 16th Annual M&A Advisor Awards on Monday, November 13 at the 2017 M&A Advisor Awards. Bass, Berry & Sims was named a winner in the two categories related to the following deals:

M&A Deal of the Year (from $1B-$5B) – Acquisition of CLARCOR Inc. by Parker Hannifin Corporation

Corporate/Strategic Deal of the Year (over $1B) – Acquisition of BNC Bancorp by Pinnacle Financial Partners

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Regulation A+

It seems that lately there has been a noticeable uptick in Regulation A+ activity, including several recent Reg A+ securities offerings where the stock now successfully trades on national exchanges. In light of this activity, we have published a set of FAQs about Regulation A+ securities offerings to help companies better understand this "mini-IPO" offering process, as well as pros and cons compared to a traditional underwritten IPO.

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Michael Brady Provides Thomson Reuters' News & Insight With an Overview of Changes to the 2011 FINRA Know-Your-Customer and Suitability Rules

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August 10, 2011

Bass, Berry & Sims PLC's Michael A. Brady offers a comprehensive overview of the recent changes made to FINRA's know-your-customer and suitability rules in a Thomson Reuters News & Insight securities blog post, published on August 10, 2011. Mr. Brady highlights key elements of Regulatory Notice 11-25, the document in which FINRA provides additional guidance to firms regarding the rule changes based upon industry questions and concerns.


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