| Name of Company & Offering Date |
|
Managing Underwriter |
|
Securities Offered |
Education Realty Trust
June 2010 |
|
KeyBanc Capital Markets, Inc. and UBS Securities, LLC (sales agents) |
|
Up to $50,000,000 of Common Stock in connection with an at-the-market offering program |
HCA Inc.
May 2010 |
|
Bof A Merrill Lynch; Citi and J.P. Morgan |
|
Initial Public Offering of $4,000,000,000 in Common Stock (currently in registration) |
Business Development Corporation of America
May 2010 |
|
Realty Capital Securities, LLC (dealer manager) |
|
Initial Public Offering of $1,500,000,000 in Common Stock (currently in registration) |
Gladstone Lending Corporation
April 2010 |
|
Dealer manager (pending) |
|
Initial Public Offering of $500,000,000 in Common Stock (currently in registration) |
Main Street Capital Corporation
January 2010 |
|
Morgan Keegan & Company, Inc.; BB&T Capital Markets, a division of Scott & Stringfellow, LLC; Janney Montgomery Scott LLC; Ladenburg Thalmann & Co. Inc.; and Madison Williams and Company LLC |
|
Follow-on offering of 2,875,000 Shares of Common |
Triangle Capital Corporation
December 2009 |
|
Morgan Keegan & Company, Inc.; BB&T Capital Markets; and Janney Montgomery Scott LLC |
|
Follow-on offering of 1,560,000 Shares of Common Stock; Net proceeds of approximately $17,784,000 |
Whitestone REIT
November 2009 |
|
Wunderlich Securities, Inc. |
|
Initial public offering of $50,000,000 of Common Shares |
Investors Real Estate Trust
October 2009 |
|
Robert W. Baird & Co. Incorporated; RBC Capital Markets Corporation; Janney Montgomery Scott LLC and D.A. Davidson & Co.; J.J.B. Hilliard, W.L. Lyons, LLC |
|
Public offering of 9,200,000 Shares of Common Stock; Net proceeds of approximately $66,000,000 |
Gaylord Entertainment Company
September 2009 |
|
Deutsche Bank Securities, Inc. |
|
Public offering of approximately $125,000,000 in Common Stock and a Rule 144A private placement of $360,000,000 of Convertible Senior Notes |
U-Store-It Trust
August 2009 |
|
BofA Merrill Lynch; Wells Fargo Securities; and Morgan Keegan & Company, Inc. |
|
Follow-on offering of 32,200,000 Shares of Common Stock at $5.25; Net proceeds of approximately $160,000,000 |
Triangle Capital Corporation
August 2009 |
|
RBC Capital Markets Corporation; BB&T Capital Markets, a division of Scott & Stringfellow, LLC; Morgan Keegan & Company, Inc.; and Sterne, Agee & Leach, Inc. |
|
Follow-on offering of 1,495,000 Shares of Common Stock; Aggregate proceeds of approximately $14,595,500 |
Education Realty Trust, Inc.
July 2009 |
|
BofA Merrill Lynch; KeyBanc Capital Markets Inc.; and UBS Investment Bank |
|
28,175,000 Shares of Common Stock |
AutoZone, Inc.
June 2009 |
|
J.P. Morgan Securities Inc.; and Wachovia Capital Markets, LLC |
|
$500,000,000 5.750% Senior Notes Due 2015 |
Pinnacle Financial Partners, Inc.
June 2009 |
|
Raymond James & Associates, Inc.; Sandler O'Neill Partners, L.P.; SunTrust Robinson Humphrey; and Wunderlich Securities, Inc. |
|
8,855,000 Shares of Common Stock; Aggregate proceeds of approximately $115,100,000 |
Investors Real Estate Trust
June 2009 |
|
Robert W. Baird & Co. Incorporated |
|
3,000,000 Shares of Common Stock |
Main Street Capital Corporation
June 2009 |
|
BB&T Capital Markets, a division of Scott and Stringfellow, LLC,; Morgan Keegan & Company, Inc.; SMH Capital, Inc.; Janney Montgomery Scott LLC; and Ladenburg Thalmann & Co. Inc. |
|
Follow-on offering of 1,250,000 Shares of Common Stock |
Corrections Corporation
of America
May 2009 |
|
J.P. Morgan Securities Inc. |
|
$465,000,000 7¾% Senior Notes due 2017 |
Triangle Capital Corporation
April 2009 |
|
Morgan Keegan & Company, Inc.; BB&T Capital Markets, a division of Scott & Stringfellow, LLC; and RBC Capital Markets Corporation |
|
1,200,000 Shares of Common Stock; Aggregate transaction size was $12,900,000 |
Investors Real Estate Trust
April 2009 |
|
Robert W. Baird & Co. Incorporated |
|
Baird on Demand Offering program of up to $50 million of Common Shares of IRET |
U-Store-It Trust
April 2009 |
|
Cantor Fitzgerald & Co. |
|
Controlled Equity Offering program to offer and sell up to 10,000,000 Common Shares of the Company |
HCA Inc.
February 2009 |
|
Banc of America Securities LLC; Citi; J.P. Morgan; Wachovia Securities |
|
$310,000,000 9 7/8% Senior Secured Notes due 2017 |
Brown-Forman Corporation
January 2009 |
|
Banc of America Securities LLC; Citigroup Global Markets Inc.; J.P. Morgan Securities Inc.; Barclays Capital Inc.; and Wachovia Capital Markets, LLC |
|
$250,000,000 5% Notes due 2014 |
AutoZone, Inc.
August 2008 |
|
Banc of America Securities LLC; Citi; SunTrust Robinson Humphrey |
|
$500,000,000 6.500% Senior Notes Due 2014; $250,000,000 7.125% Senior Notes Due 2018 |
Luminex Corporation
July 2008 |
|
J.P. Morgan Securities Inc.; and UBS Securities, LLC |
|
Public Offering of 4,025,000 Shares of Common Stock |
MCG Capital Corporation
April 2008 |
|
J.P. Morgan Securities Inc. |
|
Public Offering of up to 9,500,000 Shares of Common Stock issuable upon exercise of Subscription Rights |
Gladstone Capital Corporation
February 2008 |
|
Deutsche Bank Securities Inc.; Oppenheimer & Co. Inc.; and Robert W. Baird & Co. Incorporated |
|
Public Offering of 3,450,000 Shares of Common Stock; Total aggregate offering amount of $51,000,000 |
Coventry Health Care, Inc.
August 2007 |
|
Goldman, Sachs & Co.; Citigroup Global Markets Inc.; and J.P. Morgan Securities Inc. |
|
$400,000,000; 6.30% Senior Notes due 2014 |
Renasant Corporation
May 2007 |
|
Keefe Bruyette & Woods; Stephens Inc.; and FTN Midwest Securities Corp. |
|
2,400,000 Shares of Common Stock |
Education Realty Trust, Inc.
May 2007 |
|
Cantor Fitzgerald |
|
3,000,000 Shares of Common Stock |
Gladstone Capital Corporation
May 2007 |
|
Robert W. Baird & Co. Incorporated; Ferris, Baker Watts, Incorporated; Oppenheimer & Co. Inc.; BB&T Capital Markets; J.J.B. Hilliard, W.L. Lyons, Inc.; Davenport & Company LLC; Morgan Keegan & Company, Inc. |
|
Shelf Take-Down 2,000,000 Shares of Common Stock; Aggregate proceeds of $46,075,000 |
Brown-Forman Corporation
April 2007 |
|
Banc of America Securities, LLC; J.P. Morgan Securities Inc.; and Citigroup Global Markets |
|
$150,000,000 Floating Rate Notes due 2010; $250,000,000 5.20% Notes due 2012 |
Coventry Health Care, Inc.
March 2007 |
|
Citigroup, Inc.; J.P. Morgan Securities Inc.; Banc of America Securities LLC; and Deutsche Bank Securities, Inc. |
|
$400,000,000; 5.95% Senior Notes due 2017 |
Community First, Inc.
March 2007 |
|
|
|
350,000 Shares of Common Stock |
Triangle Capital Corporation
February 2007 |
|
Morgan Keegan & Company, Inc.; BB&T Capital Markets; Avondale Partners LLC; and Sterne, Agee & Leach, Inc. |
|
Initial Public Offering of 4,200,000 Shares of Common Stock; Total aggregate offering amount of $63,000,000 |
Prospect Energy Corporation
December 2006 |
|
Morgan Keegan & Co., Inc. |
|
Follow-on offering 6,810,000 Shares of Common Stock; Total aggregate offering amount of $120,537,000 |
Mid-America Apartment Communities, Inc.
November 2006 |
|
Cantor Fitzgerald |
|
2,000,000 Shares of Common Stock |
Intergraph Corporation
November 2006 |
|
Morgan Stanley & Co. Incorporated; and Wachovia Securities |
|
$275,000,000 Senior Subordinated Notes |
Intergraph Corporation
November 2006 |
|
Morgan Stanley & Co. Incorporated; and Wachovia Securities |
|
$465,000,000 Senior Secured Credit Facilities |
HCA, Inc.
November 2006 |
|
Citigroup; Banc of America Securities LLC,; JPMorgan,; Merrill Lynch & Co.; Deutsche Bank Securities; and Wachovia Securities |
|
$5.7 Billion Senior Secured Notes |
Gladstone Commercial Corporation
October 2006 |
|
Ferris, Baker Watts, Incorporated; Robert W. Baird & Co. Incorporated; and J.J.B. Hilliard, W.L. Lyons, Inc. |
|
1,150,000 Shares of 7.5% Series B Preferred Shares; Aggregate proceeds of $27,600,000 |
HealthSpring, Inc.
October 2006 |
|
Goldman, Sachs & Co.; Citigroup; and UBS Investment Bank |
|
Follow-on offering of 11,600,000 Shares of Common Stock; Total aggregate offering amount of $220,168,000 |
Pinnacle Financial Partners, Inc.
September 2006 |
|
SunTrust Robinson Humphrey |
|
$20,000,000 Trust Preferred Securities |
Prospect Energy Corporation
August 2006 |
|
Morgan Keegan & Co., Inc.; Ferris, Baker Watts, Incorporated; Oppenheimer & Co.; D.A. Davidson & Co.; and Sterne, Agee & Leach, Inc. |
|
4,791,000 Shares of Common Stock; Total aggregate offering amount of $73,302,300 |
Paragon National Bank
July 2006 |
|
Howe Barnes Investments, Inc. |
|
Follow-on offering of 980,000 Shares of Common Stock at $12.50: Total of $11.7 million |
Tennessee Commerce Bancorp, Inc.
July 2006 |
|
FTN Midwest Securities Corp.; and Sterne, Agee and Leach, Inc. |
|
1,150,000 Shares of Common Stock |
AutoZone, Inc.
June 2006 |
|
Merrill Lynch & Co.; and JPMorgan |
|
$200,000,000 of 6.95% Senior Notes due 2016 |
Mid-America Apartment Communities, Inc.
May 2006 |
|
Raymond James & Associates, Inc. |
|
Follow-on offering of 1,000,000 Shares of Common Stock; Total aggregate offering amount of $52,500,000 |
Providence Service Corporation
April 2006 |
|
SunTrust Robinson Humphrey; and Avondale Partners, LLC |
|
Follow-on offering of 2,070,000 Shares of Common Stock; Total aggregate offering amount of $66,240,000 |
Windrose Medical Properties Trust
April 2006 |
|
Robert W. Baird & Co. Incorporated; and Raymond James & Associates, Inc. |
|
Follow-on offering of 2,300,000 common shares of beneficial interest; Total aggregate offering amount of $34,040,000 |
Equity Inns, Inc.
February 2006 |
|
A.G. Edwards & Sons, Inc. |
|
2,400,000 shares of 8% Series C Cumulative Preferred Stock (Liquidate Preference $25.00 per share) |
HealthSpring, Inc.
February 2006 |
|
Goldman, Sachs & Co.; Citigroup; and UBS Investment Bank |
|
Initial Public Offering Share of Common Stock; Offering amount of $421,500,000 |
HCA Inc.
February 2006 |
|
Citigroup; and Banc of America Securities LLC |
|
$1,000,000,000 6.500% Notes due 2016 |
Corrections Corporation of America
January 2006 |
|
Banc of America Securities LLC |
|
$150,000,000 6.75% Senior Notes due 2014 |
American Retirement Corporation
January 2006 |
|
Jefferies & Company, Inc |
|
3,450,000 Shares of Common Stock |
Gladstone Commercial Corporation
January 2006 |
|
Ferris, Baker Watts, Incorporated |
|
1,000,000 Shares of 7.75% Series A Preferred Shares |
RMK Multi-Sector High Income Fund, Inc.
January 2006 |
|
Morgan Keegan & Company, Inc. |
|
Initial Public Offering of 27,000,000 Shares of Common Stock; Total aggregate offering amount of $465,750,000 |
Greene County Bancshares, Inc.
September 2005 |
|
Keefe, Bruyette & Woods |
|
2,108,000 Shares of Common Stock; Total aggregate offering amount of $54,281,000 |
Pinnacle Financial Partners, Inc.
September 2005 |
|
Howe Barnes; Resource Financial Institutions Group; and Credit Suisse First Boston |
|
$20,000,000 Trust Preferred Securities |
Community First, Inc.
September 2005 |
|
FTN Financial Capital Markets; and Keefe, Bruyette & Woods |
|
$5,000,000 Trust Preferred Securities |
Mid-America Apartment Communities, Inc.
August 2005 |
|
Morgan Keegan & Company, Inc. |
|
Selling Stockholder offering of 300,000 Shares of Common Stock |
Columbia Equity Trust, Inc.
July 2005 |
|
Wachovia Securities LLC; and Robert W. Baird & Co. |
|
Initial Public Offering, 12,000,000; Total aggregate offering amount of $180,000,000 |
Greene County Bancshares, Inc.
June 2005 |
|
Cohen Brow & Company |
|
$3,000,000 Trust Preferred Securities |
Gladstone Investment Corporation
June 2005 |
|
Ferris, Baker Watts, Incorporated; and Jefferies & Company, Inc. |
|
Initial Public Offering, 14,400,000 Shares of Common Stock; Total aggregate offering amount of $216,000,000 |
AmREIT
May 2005 |
|
Robert W. Baird & Co.; BB&T Capital Markets; and J.J.B. Hilliard, W.L. Lyons, Inc. |
|
2,760,000 Common Stock; Total aggregate offering amount of $19,440,000 |
Corrections Corporation of America
March 2005 |
|
Lehman Brothers Inc.; Banc of America Securities LLC; JP Morgan Securities, Inc. |
|
$375,000,000 6.25% Senior Notes due 2013 |
Windrose Medical Properties Trust
March 2005 |
|
Ferris, Baker Watts, Incorporated; Stifel, Nicolaus & Company, Inc.; and J.J.B. Hilliard, W.L. Lyons, Inc. |
|
1,955,000 Shares of beneficial interest; Total aggregate offering amount of $25,766,900 |
Dividend Capital Realty Income Allocation Fund
February 2005 |
|
Morgan Keegan & Company, Inc. |
|
Initial Public Offering, 12,100,000 Common Shares of beneficial interest |
American Retirement Corporation
January 2005 |
|
Jefferies & Company, Inc. |
|
4,000,000 Shares of Common Stock |
Coventry Health Care, Inc.
January 2005 |
|
Lehman Brothers Inc.; and Citigroup |
|
$250,000,000 5.875% Senior Notes due 2012 and $250,000,000 6.125% Senior Notes due 2015 |
Education Realty Trust, Inc.
January 2005 |
|
J.P. Morgan Securities, Inc.; UBS Securities LLC; and Morgan Keegan & Company, Inc. |
|
Initial Public Offering, 19,000,000 Shares of Common Stock |