Bass, Berry & Sims attorney Chris Lazarini will speak at the SIFMA Compliance & Legal Society 2016 Regional Seminar. Chris will speak on the topic of "Private Client Group – Where Are We Headed?".
Topics will include:
- Overview of the new DOL Fiduciary Duty Rule
- Transitioning from a transaction to a fee-based business
- Supervision and how lawyers defend firms and their agents
- Products panel: development, selection and supervision
The seminar will be held on June 14, 2016 at the Edward Jones Conference Center in St. Louis, Missouri. For more information and registration, visit the SIFMA website.