Bass, Berry & Sims attorney Chris Lazarini will speak at the SIFMA Compliance & Legal Society 2016 Regional Seminar. Chris will speak on the topic of “Private Client Group – Where Are We Headed?”.
Topics will include:
- Overview of the new DOL Fiduciary Duty Rule
- Transitioning from a transaction to a fee-based business
- Supervision and how lawyers defend firms and their agents
- Products panel: development, selection and supervision
The seminar will be held on June 14, 2016 at the Edward Jones Conference Center in St. Louis, Missouri.